Vice President Compliance
Tracy joined Alpha Pension Group as the third employee in 2008. Today, Tracy manages all compliance functions for the firm. She ensures that company policies and procedures are being followed and that the entire Alpha organization meets the company’s highest standards of conduct. She works closely with the implementation of all incoming new business, compliance reporting, transition management, and daily oversight of internal operations of Alpha Pension.
Additionally, Tracy manages the approval process for communication and marketing materials and oversees Alpha’s social media presence. She maintains her dynamic compliance program with a commitment to ethical decision-making and always doing the right thing. Tracy has held many different roles in her years at Alpha and maintains the ethical leadership role critical to the success of Alpha.
Prior to joining Alpha, Tracy was a freelance court stenographer for the Commonwealth of Massachusetts for more than 15 years. Being self-employed for many years, Tracy perfected traits such as self-reliance, emotional intelligence, and integrity, all of which are vital in her current role.
Tracy enjoys spending time with her husband and four children and looks forward to the birth of her grandson! She cherishes time on the lake in Maine with her family, especially when they catch the beautiful sunsets and sunrises.
Education and Professional Designations
Husson University, B.A. Court and Conference Reporting/Business Management
Notary Public for the Commonwealth of Massachusetts, 1989-Present