Our annual client fiduciary workshop contained a packed agenda beginning with the logic behind ERISA, which helps us think about the ‘why’ as well as the ‘how’ we manage retirement plans and compliance with ERISA regulations. The Fiduciary rule and its current status were discussed followed by the fundamentals of ERISA and retirement plan management. We moved on to reviewing investment share classes and ‘soft dollar’ revenue. Among other topics included Alpha’s enhanced approach to education, the continual evolution of retirement savings and so much more.
Annual Fiduciary Workshop
October, 2017
